Culture Audit in Financial Services

Reporting on Behaviour to Conduct Regulators

Autori

• Roger Miles

Parametri

• 448 pagine
• 16 ore di lettura

• Economia e affari

Maggiori informazioni sul libro

Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.

Lingua: Inglese

Pubblicato: 2021

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