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Focusing on compliance and regulatory approval, this guide provides essential strategies for conducting culture assessments and audits within financial markets. It emphasizes the importance of understanding organizational culture to prevent infractions and ensure adherence to regulatory standards. With practical insights and methodologies, readers will learn how to effectively evaluate and enhance workplace culture, ultimately fostering a more compliant and ethical financial environment.
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Culture Audit in Financial Services, Roger Miles
- Lingua
- Pubblicato
- 2021
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- (In brossura)
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- Sottotitolo
- Reporting on Behaviour to Conduct Regulators
- Lingua
- Inglese
- Autori
- Roger Miles
- Editore
- Kogan Page
- Pubblicato
- 2021
- Formato
- In brossura
- Pagine
- 448
- ISBN13
- 9781789667752
- Serie
- Valutazione
- 4 su 5
- Descrizione
- Focusing on compliance and regulatory approval, this guide provides essential strategies for conducting culture assessments and audits within financial markets. It emphasizes the importance of understanding organizational culture to prevent infractions and ensure adherence to regulatory standards. With practical insights and methodologies, readers will learn how to effectively evaluate and enhance workplace culture, ultimately fostering a more compliant and ethical financial environment.