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Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.
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Culture Audit in Financial Services, Roger Miles
- Lingua
- Pubblicato
- 2021
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- (Copertina rigida)
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Metodi di pagamento
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- Sottotitolo
- Reporting on Behaviour to Conduct Regulators
- Lingua
- Inglese
- Autori
- Roger Miles
- Editore
- Kogan Page
- Pubblicato
- 2021
- Formato
- Copertina rigida
- Pagine
- 448
- ISBN13
- 9781789667776
- Serie
- Valutazione
- 4 su 5
- Descrizione
- Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.